Shell Broker Dealers

BDX ID Summary Description
BDX 976

5k net cap firm located in PA. Turnkey opportunity. approved for equities, corporate debt muni bonds, US Government bonds, private placements, oil and gas, CD's and Investment Advisory services. Owner will assist a smooth transition and people are in place for possible employment if desired. currently clearing through Cor clearing. asking 65k

BDX 979

5k IL based firm approved for Private Placements. Completely clean and up to date. Owner willing to stay on board for right buyer and assist as the FINOP, 60K

BDX 937

5k California based firm. Approved for Private Placements, Mutual Funds and Variable Annuities. Firm may be sold as a shell or with 2 producing reps that average approximately 100k per year. Firm has settled a small ding and is up to date. Please call for deatila

BDX 943

NYC based 5k firm. Approved for Private placements and completely clean and up to date. Owners will assist in transition. No marks of any kind. 60k

BDX 945

CROWD FUNDING APPROVED FIRM! Brand new and fully approved Crowd Funding portal approved by FINRA in last 90 days. Technology and Principal to stay on. No deals have been run as of yet and they will assist buyer in the transition. Asking $200k

BDX 968

PA based 5k Mutual fund and VA firm. Clean, up to date with one rep willing to stay on board. Currently has approx 22k in trails and has recently passed their FINRA exam with no problems. Asking 60k for firm and production.

BDX 936

Ma firm that may be sold as a Shell or a producing firm. 20 reps producing and approved for stocks, bonds, options, mutual funds, VA's, US Gov't Broker /Dealer, Muni Broker/Dealer , Tax F shelters and Privates.Great clearing firm with Stern Agee. FIRM IS APPROVED FOR 165 REGISTERED REPRESENTATIVES! Willing to sell shell for $165k or will consider a deal including the reps. Serious inquiries only as this is an incredible opportunity for this who need to expand

BDX 1000

NJ based 5k firm. Unreal firm that was established over 40 years ago without a single blemish. approved for Stocks, Bonds, mutual funds, options and soft dollar arrangements. clears through Pershing and handled mostly institutional clients. Firm is immaculate and seller will assist you. $150k

BDX 1001

TN based 5k firm. Approved for Investment Banking and private placements. Has production but is looking to find good deal flow. Clean and operating and has 5 brokers looting to continue working provided they have deal flow $125k

BDX 1002

NY based 5k shell. Approved a few years ago with very little business run through the firm. Approved for Private Placements and Mergers and Acquisitions. FINOP will stay on board and assist in transition. Clean as snow and ready to go. $65k